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FINRA Panel: Social Media as an Investment Guidance Tool
As ‘finfluencers’ shape how younger investors engage, firms and regulators are grappling with risks of compliance, fraud and financial literacy.
Nonprofit Leaders Call on SEC to Back CITs in 403(b)s
Congressional action is required to allow collective investment trusts to be included in 403(b) plans.
Janus Henderson Settles ESOP Lawsuit for $6.5M
The settlement total would give each plaintiff $3,613, but lawyers are expected to take up to one-third of the amount.