Echelon: Investment Adviser M&A Bucks Downward Trend in Dealmaking
Private equity continues to be attracted to wealth management M&A despite the current market volatility, according to Echelon Partners’ Q3 RIA deal report.
The Possibilities Ahead
CAPTRUST Buys a Boston-Area Adviser Firm That Oversees $900MM in Assets
The purchase of Patriot Pension Advisors is the mega firm’s third acquisition of 2022, with more to come before year’s end, the advisory says.
PANC 2022: DEI at Work
A Guide to the SEC’s Reg BI Bulletins
In a recent bulletin, the SEC warns that practically all financial professionals have at least some conflicts of interest with their retail investors.
Why a Regional Bank Feels Well-Positioned for Small-Plan Success
Lessons From One Adviser’s Small-Plan Experience
How Advisers Can Help Smaller Nonprofits
SEC Flexes Regulatory Muscle with RIAs, Brokers in Focus
PRACTICE PROGRESS Webinar Series: CITs and More
The 2022 PLANADVISER Practice Progress Webinar Series continues August 16 with a timely session on collective investment trusts and other investment vehicles. Join the live discussion and share your comments and questions!
Talent Management Trends and a Focus on the Future
Why Are Financial Services Firms Looking to Wealth Management Leaders?
Meet SageView’s New COO, Fresh From Goldman Sachs
A Conversation with the SEC at PANC 2022
Experienced retirement plan advisers know the Securities and Exchange Commission is a critical regulator for their industry. In September, we’ll sit down with the SEC for a discussion about the Commission's many concurrent priorities.
A Q&A With an Adviser to Advisers
The ‘Why’ Behind CAPTRUST’s First 2022 Acquisition
The ‘Why’ Behind eMoney-Nationwide Wellness Tech Partnership
2022 PRACTICE PROGRESS Webinar Series: The Latest on Managed Accounts
Sources say managed account programs are poised for continued growth, especially as more firms have announced plans to make them a strategic priority. Join us at 2 p.m. on July 19!
PLANADVISER Practice Progress Webinar Series: Financial Wellness
Achieving a sense of short-term financial wellness is hard enough during times of market growth and economic stability, but the challenge only deepens when inflation and interest rates jump.
