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  1. 10b-5
  2. 12b-1
  3. 12b-1 fee
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  5. 2020 presidential election
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  • Wednesday, the Dow increased 69.86 points (0.23%) to 31,037.68, the Nasdaq gained 39.61 points (0.35%) to 11,361.85 and the S&P 500 climbed 13.69 points (0.36%) to close at 3,845.08. The Russell 2000 slipped 13.78 points (0.79%) to 1,727.55 and the Wilshire 5000 extended 52.88 points (0.14%) to 38,220.61.

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