News

The Land O’Lakes defendants’ motion to dismiss the suit based on a lack of subject matter jurisdiction and failure to...

Advisor Group selects business development VP; Principal announces new chief information officer of retirement and income solutions; Cobbs Allen expands...

In a J.D. Power survey, independent advisory firms were more likely to have a higher satisfaction score than employee groups. 

MFS makes changes to CIT line and Diligend and eVestment partner on data exchange platform.

Advisers can help retirement plan sponsors implement investment and withdrawal options and start conversations with participants who are reluctant to...

Select large employers on Principal's recordkeeping platform can provide access to Edelman Financial Engines’ financial planners, an array of financial education tools and online advice.

The latest update of the Alight Solutions 401(k) Index shows the average asset allocation to equities rose in June to...

Even after years of accelerated consolidation of retirement plan advisory and wealth management firms, the pace of mergers and acquisitions is not letting up one bit.

The plaintiffs in the case say that when the plan switched to cheaper share class TDFs, participant accounts should have been ‘repaired.’

The plaintiffs wanted an appellate court to decide whether a plan amendment requiring the use of T. Rowe Price funds...

The firm is partnering with vWise Inc., a platform designed to be effective in institutional, adviser-sold and retail financial markets. 

A Nationwide report found that more participants would switch their financial planner if he didn’t provide education on Social Security benefits.

After reviewing a decision in an ERISA lawsuit against Banner Health, the 10th Circuit also found no reason to order...

Workers at employee-owned S corporations, who invest in and own their employers via ‘S employee stock ownership plans,’ report being...

Putnam Investments announces developments to GAA team; Virtus Investment Partners enters acquisition with Stone Harbor; distribution head joins OneAmerica Retirement...

Plaintiffs in a lawsuit filed in Tennessee say their adviser never disclosed that he received a commission on the sale...

The review could clarify what qualifies as a plausible claim for relief in DC plan excessive fee suits.

The requirement to produce requested documents and the definition of relevant documents addressed in a DOL information letter applies to...

Northern Trust announces latest digital document capture feature; Adaptive Investments partners with WealthShield to manage portfolios; and Equitable adds managed...

New performance research published by the Investment Adviser Association shows the industry ‘defied’ the pandemic during the past year, achieving significant growth across key metrics for the ninth...