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A 401(k) robo-adviser with more than $5 billion in assets under management stopped servicing clients in November and has sold its technology to Morgan Stanley.

CFTC Chairman says digital asset marketplaces should be regulated with tactics such as needing to register with federal overseers. 

According to a Charles Schwab report, the average account balance decreased approximately 20%, year-over-year.

Securian and QPA launch managed account for plan sponsors; ProShares and S&P announce ETF to invest in surging battery metal market; Franklin Templeton teams with experts on free...

The legislative package may be running out of time, suggested Senator Ben Cardin at the EBRI Retirement Summit.

Asset managers are replicating existing mutual fund investment strategies in separately managed accounts and collective investment trusts to meet demand from retirement advisers and sponsors, according to new...

Do you work with or know of a great plan adviser or plan adviser team?

The proposed rule could affect thousands of independent financial advisers who prefer to be classified as independent contractors, rather than employees.

Investment and retirement advisers—especially smaller shops—should take the time remaining to provide their feedback about the SEC’s proposed outsourcing rule, according to consulting firms.

Retirement plan advisers should be aware both of SEC charges against those offering ESG funds, as well as the new DOL rule paving the way for ESG use...

ESG-minded investors have cause for concern, as Republicans prepare to take control of the House.

A federal district court bounced two fiduciary breach claims brought by participants against Ricoh USA, saying plaintiffs failed “to plausibly allege the committee breached its ERISA-imposed fiduciary duty...

Nonqualified deferred compensation plans are an increasingly popular tool in the talent war for top executives, with significant growth at small and mid-size firms.

The proposal would allow fiduciaries to correct certain transactional mistakes and then notify DOL instead of applying for approval beforehand.

A new AARP study finds there is still a wide gap between the importance people put on retirement planning and their sense of preparedness.

Voya expands distribution team; Ryan Financial Group joins Commonwealth; DigitalOcean names chief financial officer and more.

The new final rule seeks to make ESG permissible for ERISA plans, but specific use will still need to play out, according to ERISA attorneys.