Compliance News PLANADVISER November/December 2018

Compliance News

Legislative and Judicial Actions

Reported by

To access this premium content, please sign up for a free account!

You Might Also Like:

Compliance

October 1st, 2026

Sonderling Confirmed as Secretary of Labor

The Senate approved the long-term appointment of the acting secretary along a party-line split.

Compliance

September 30th, 2026

SEC Proposes Amendments to Broaden Retail Access to Alts

The Securities and Exchange Commission seeks to broaden the qualifications for accredited investors, which the chairman said will ‘complement’ the...

Compliance

September 29th, 2026

Federal Judge Dismisses PRT Claims Against AT&T, Lets Case Against State Street Proceed

The district court ruled that AT&T delegated responsibility for selecting an annuity provider, potentially impacting other pension risk transfer suits.