Tag: litigation

SEC Enforcement Approach Imperiled by 5th Circuit

While the ultimate outcome may be settled by the Supreme Court, the 5th Circuit’s ruling in Jarkesy v. SEC could have major ramifications for the regulator and its approach to punitive enforcement under the Dodd-Frank Act.

Major Cases

A roundup of recent noteworthy retirement plan litigation developments

Par Excellence

Celebrating the 2018 PLANSPONSOR Retirement Plan Adviser of the Year finalists and winners
Art by Samuel Berenfield

Legislative and Judicial Actions

Rutledge Takes EBSA HelmThe Department of Labor (DOL) has appointed Preston Rutledge head of its Employee Benefits Security Administration (EBSA). Rutledge is former senior tax and benefits counsel on...