RESEARCH |
PLANA
DVISER’s 2014 DCIO Survey
<div id="summary" title="summary">DCIO providers’ assets and services flourish</div>
Reported by PLANADVISER
| Art by Christian Northeast
Providers
BNY Mellon Retirement
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2014 | $43,790 |
| Year ending 12/31/2013 | $45,300 |
| Year ending 12/31/2012 | $40,970 |
| TOP DCIO FUND | |
|---|---|
| Fund name | Bond Market Index |
| Fund assets ($MM) | $2,870 |
| Portfolio manager | Nancy Rogers |
| Start date | 2010 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 38% |
| Collectives | 20% |
| Separate accounts | 42% |
| Stocks | 67% |
| Bonds (excluding stable value) | 10% |
| Stable value | 15% |
| Money market | 5% |
| Asset allocation* | 3% |
| % Active/Passive | |
| ADVISER SUPPORT/SERVICES | |
|---|---|
| Salespeople focused on advisers | 5 |
| Salespeople focused on institutional | 6 |
| Compliance support | |
| Plan benchmarking | |
| Target-date evaluation tools | |
| Training for DC plan sales/service | |
| Investment committee meetings | |
| # OF RK SELLING AGREEMENTS | 58 |
|---|
| *Target-date, target-risk, balanced. |