RESEARCH |
PLANA
DVISER’s 2014 DCIO Survey
<div id="summary" title="summary">DCIO providers’ assets and services flourish</div>
Reported by PLANADVISER
| Art by Christian Northeast
Providers
J.P. Morgan
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2014 | $117,519 |
| Year ending 12/31/2013 | $109,258 |
| Year ending 12/31/2012 | $81,788 |
| TOP DCIO FUND | |
|---|---|
| Fund name | Smart-Retirement Funds |
| Fund assets ($MM) | $41,681 |
| Portfolio manager | A. Lester, J. Geller, P. Jakobson^ |
| Start date | 2006 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 45% |
| Collectives | 37% |
| Separate accounts | 18% |
| Stocks | 30% |
| Bonds (excluding stable value) | 13% |
| Stable value | 10% |
| Money market | 4% |
| Asset allocation* | 42% |
| % Active/Passive | |
| ADVISER SUPPORT/SERVICES | |
|---|---|
| Salespeople focused on advisers | |
| Salespeople focused on institutional | |
| Compliance support | |
| Plan benchmarking | |
| Target-date evaluation tools | |
| Training for DC plan sales/service | |
| Investment committee meetings | |
| # OF RK SELLING AGREEMENTS | 70 |
|---|
| *Target-date, target-risk, balanced.^Also M. Schoenhaut. |