RESEARCH |
PLANA
DVISER’s 2014 DCIO Survey
<div id="summary" title="summary">DCIO providers’ assets and services flourish</div>
Reported by PLANADVISER
| Art by Christian Northeast
Providers
State Street Global Advisors
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2014 | $253,351 |
| Year ending 12/31/2013 | $245,130 |
| Year ending 12/31/2012 | $180,596 |
| TOP DCIO FUND | |
|---|---|
| Fund name | S&P 500 |
| Fund assets ($MM) | $63,109 |
| Portfolio manager | John Tucker |
| Start date | 1994 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 0% |
| Collectives | 62% |
| Separate accounts | 38% |
| Stocks | 74% |
| Bonds (excluding stable value) | 9% |
| Stable value | 0% |
| Money market | 1% |
| Asset allocation* | 16% |
| % Active/Passive | |
| ADVISER SUPPORT/SERVICES | |
|---|---|
| Salespeople focused on advisers | 0 |
| Salespeople focused on institutional | 4 |
| Compliance support | |
| Plan benchmarking | |
| Target-date evaluation tools | |
| Training for DC plan sales/service | |
| Investment committee meetings | |
| # OF RK SELLING AGREEMENTS | 30 |
|---|
| *Target-date, target-risk, balanced. |