RESEARCH

PLANADVISER’s 2014 DCIO Survey

Providers

To access this premium content, please sign up for a free account!

Ivy Funds Distributor, Inc.

TOTAL DCIO ASSETS ($MM)
Q1 2014$7,020
Year ending 12/31/2013$6,567
Year ending 12/31/2012$4,161
TOP DCIO FUND
Fund nameIvy Asset Strategy
Fund assets ($MM)$1,672
Portfolio managerMike Avery, Ryan Caldwell
Start date1997
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds100%
Collectives0%
Separate accounts0%
Stocks85%
Bonds (excluding stable value)14%
Stable value0%
Money market0%
Asset allocation*1%
% Active/Passive
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers4
Salespeople focused on institutional4
Compliance support
Plan benchmarking
Target-date evaluation tools
Training for DC plan sales/service
Investment committee meetings
# OF RK SELLING AGREEMENTS98
*Target-date, target-risk, balanced.

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.