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The majority prioritize effective risk management of their clients’ portfolios over generating the highest gains, Allianz found in a survey.

It can be a fraught and distressing topic of conversation, but an honest assessment of a client’s life expectancy is...

Planned enhancements include recordkeeping modernization, additional retirement income experiences and new financial wellness capabilities, among others.

It focuses on MEPs, PEPs and aggregation programs.

The challenges presented by the coronavirus pandemic have accentuated and accelerated the digital transformation that was already underway in the U.S. advisory and wealth management space.

The bill, referred to as 'SECURE 2.0,' gives the DOL six months after its passage to modify ERISA to allow...

Products have not had strong traction in the retirement space, mainly because they don’t meet the needs or expectations of plan participants. 

The guidance answers questions about who is an "active participant" and says the relief applies to each plan year which falls inside the relief period.

According to the plaintiffs, the plan’s fiduciaries did not try to reduce the plan’s expenses, resulting in the assessment of...

It gives sponsors a way to document the fiduciary oversight process.

The Great-West Life affiliate was accused of violating the federal securities laws governing the filing of Suspicious Activity Reports.

OneDigital Investment Advisors acquires Clearview Advisory; FPS Group expands executive team; Principal adds portfolio manager to Global Asset Allocation team;...

Witnesses at a retirement security hearing held Thursday by the Senate HELP Committee all spoke about the central importance of closing the defined contribution plan coverage gap.

The suit alleges that defendants used the plan to increase their own revenue and seed new funds. 

Putnam Investments presents TDF evaluation tool; J.P. Morgan and Nationwide launch investment product; and OneDigital adds downside risk protection to...