Compliance

New regulations would apply to multiple employer plans that are either maintained by employers that have a ‘common interest’ or...

The house it set to vote on the ‘SECURE Act 2.0’ and hold a committee hearing focused on improving Americans’...

The complaint cites the Supreme Court’s recent ruling in Hughes v. Northwestern University while arguing the plaintiffs have sufficient standing...

According to the lawsuit, the plan’s assets are being audited and disbursements to retirees have paused.

Plan participants claim they were charged excessive fees for a plan with over $1 billion in assets.

A bipartisan pair of U.S. senators are calling on the oversight agency to examine the need for stronger spousal protections in defined contribution retirement plans.

While the order determines that outright dismissal at this stage is inappropriate, it also notes that the plaintiffs need to...

An Atlanta-area broker was accused by the regulator of fraudulently inducing federal employees to roll over holdings from their federal Thrift Savings Plan retirement account into higher-fee, variable...

The complaint says the defendants failed to negotiate contractual terms for the firm’s 401(k) plan’s guaranteed investment fund that were comparable...

A lawsuit says the organization offered ‘untested’ target-date funds and that those funds and others were more expensive than other funds available to use in its 401(k) plan.

A former employee claims he wasn’t told he could repay to the company’s retirement plan his previous distribution and that...

Supporters of the new proposal say it represents a positive move that will not only increase the availability to investors of more consistent climate-related data, but also increase...

The agreement, in which Costco admits no wrongdoing, also includes mandatory changes to the plan’s fee management process.

An employee has sued the company for not being able to defer a percentage of his tip wages into the...

During a recent hearing, members of the commission discussed the interplay of climate change, crypto assets and the financial wellness of everyday Americans—pledging to take coordinated actions to...