Compliance

President Donald Trump specifically criticized Institutional Shareholder Services and Glass Lewis and directed the SEC and DOL to potentially revise...

New tax benefits include the ability to use health savings account funds tax-free for periodic direct primary care fees.

Lockheed Martin is likely to get the Department of Labor’s support in regards to the legality of a pension risk...

The Senate will next vote on the INVEST Act, which includes new safeguards for senior investors and a broadening of...

The Senate HELP Committee also looked at proposals over ESG-oriented investing and early career savings.

The fintech company argues that the nation’s largest recordkeeper is overreaching by restricting third-party access to accounts.

A federal judge ruled that the company did not breach its fiduciary duties by using 401(k) plan forfeitures to offset...

A federal judge ruled that allegations of Johnson & Johnson’s mismanagement of employee health plans’ prescription drug benefits remained too...

The House and Senate bills would help workers consolidate retirement savings by allowing rollovers from Roth IRAs into employer-sponsored Roth...

Many retirement plans may need amendments to meet regulatory updates regarding required minimum distributions and SECURE and SECURE 2.0 provisions.

A district court judge ruled that The Home Depot did not breach its fiduciary duties in its use of retirement...

The 64-page bill proposes a new certification exam for ‘accredited investors’ and would allow 403(b) plans to invest in the...

House Republicans’ remarks on ‘predatory’ prohibited transaction claims came shortly after SEC Chairman Paul Atkins pushed for deregulation at the...

The ERISA Industry Committee and its coalition said that the IRS has consistently taken the position that forfeitures can be...

The two bills aim to discourage unmeritorious ERISA lawsuits and expand in-service rollover options.