Compliance

The preliminary injunction issued in a Texas district court comes with the fiduciary rule scheduled to take effect September 23.

The ruling contradicts an injunction a Texas court scheduled to take effect in September.

The SEC indicated in its Spring 2024 agenda that it intends to finalize the market structure rules prior to the...

A challenge to the 2022 Department of Labor ESG rule on 401(k) plan investing returns to a Texas district court...

What’s more, the Pension Benefit Guaranty Corporation’s multiemployer fund should remain solvent for at least 40 years.

The online system launches shortly after the DOL amended a rule to include Chapter 7 bankruptcies.

RMD age increases, annuities and excise tax corrections would be codified by the proposals.

Annual required minimum distributions will be required for inherited retirement assets, come 2025, with some needing to be fully withdrawn...

Group wants ideas on how best to compile relevant data so annuities can be marketed more effectively.

Communications such as using personal texts with clients topped the marketing rule as the ‘hottest’ SEC regulatory concern for investment...

Insurance industry advocates press forward with an attempt to get an injunction on the Retirement Security Rule before the September...

ERISA experts also suggest that longer-term court rulings could lessen regulatory flip-flopping.

The vote passed the House Education and Workforce Committee, but no vote has yet been scheduled for the full House.

The SEC aims to try again with its rules on predictive analytics and safeguarding by year’s end and for swing...

Pooled plan provider NPPG advocates for registration if there is 3(38) investment selection responsibility, but a PEP expert argues it...