Search results for: acts 19

Although women live longer than men, many retire earlier than planned and few can save enough to reach the income replacement levels as men in retirement.

The financial services firm says it will keep the First Allied Securities brand name as it continues to expand its network of financial and retirement plan advisers.

DPL partners with Corebridge Financial on RIA advisory annuity solutions; Fidelity Institutional enhances adviser technology; Choreo partners with Pontera on held away asset management solution; and more.

$5 billion multi-family office and investment firm Nordwand Capital launches in Pennsylvania; Millennium Trust names new CEO; Cetera bolsters business development team with three new hires; and more.

Various leaders within the SEC discussed in a public seminar today some of the interpretations and applications of the new marketing rule.

The department of labor clarified in a response letter some of the responsibility and costs that plan sponsors can offload or avoid when joining a pooled employer plan. 

ESG investment strategy and the businesses around it has been sharply criticized and challenged by Republican leaders on all levels of government.

The SEC proposed a new rule Wednesday that would require all open-ended funds, except money market funds and exchange-traded funds, to hold at least 10% of their investments...

The SEC says the new rule proposals are responding to the growing trend in use of third-party vendors by financial advisers. An adviser association calls them ‘overly burdensome.’

The Standard partners with Noyo to modernize the customer experience; Abel Noser Solutions and OWL ESG partner to offer ESG consensus ratings system; Quility announces launch of Quility...

OneAmerica and intellicents collaborate on client offering; AdvisorEngine introduces data visualization dashboards; Savvy Ladies receives grant to develop mobile portal advancing women's financial literacy; and more.

The guidance clarifies that people who did not take RMDs in 2021 and 2022 will not be responsible for the excise tax.

The firms have admitted to the wrongdoing and will pay penalties of more than $1.1 billion.

Recent research from Ellevest examines 12 different indicators to track and understand women’s financial health.

An Edward Jones study finds that most in the advisory community believe seeking out a mentor is the most important focus for diverse associates early in their career.

The defendants are accused of ignoring several red flags, resulting in over $750,000 being stolen from a retirement account.

Labor Department leadership says the update is designed to expand retirement plans’ access to highly qualified auditors and audit firms.