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The settlement agreement also includes non-monetary provisions related to bids for administrative services and share class selections for investments.

LifeYield appoints Merrill Lynch executive; Edelman Financial Engines acquires Viridian Advisors; Alerus selects retirement sales consultant; and more.

The legislation, which follows a year of back-and-forth on ESG investing, would amend ERISA to make it clear that plans may consider ESG factors in their investment decisions.

Stadion Money Management launches managed account technology; Vanguard expands access to private equity; and MSCI builds private infrastructure modeling service.

Supporters say the yet-to-be-implemented Secure Choice Savings Program would offer a portable, payroll-deduction retirement savings option to millions of private-sector workers in the state.

The introduction of the Improving Access to Retirement Savings Act could be a key step toward eventual passage of retirement reforms that build on the momentum of the...

The majority prioritize effective risk management of their clients’ portfolios over generating the highest gains, Allianz found in a survey.

It can be a fraught and distressing topic of conversation, but an honest assessment of a client’s life expectancy is foundational to building an effective financial plan.

Planned enhancements include recordkeeping modernization, additional retirement income experiences and new financial wellness capabilities, among others.

It focuses on MEPs, PEPs and aggregation programs.

The challenges presented by the coronavirus pandemic have accentuated and accelerated the digital transformation that was already underway in the U.S. advisory and wealth management space.

The bill, referred to as 'SECURE 2.0,' gives the DOL six months after its passage to modify ERISA to allow plan sponsors to use a benchmark that’s a...

Products have not had strong traction in the retirement space, mainly because they don’t meet the needs or expectations of plan participants. 

The guidance answers questions about who is an "active participant" and says the relief applies to each plan year which falls inside the relief period.

According to the plaintiffs, the plan’s fiduciaries did not try to reduce the plan’s expenses, resulting in the assessment of excessive fees.

It gives sponsors a way to document the fiduciary oversight process.

The Great-West Life affiliate was accused of violating the federal securities laws governing the filing of Suspicious Activity Reports.

OneDigital Investment Advisors acquires Clearview Advisory; FPS Group expands executive team; Principal adds portfolio manager to Global Asset Allocation team; and more.

Witnesses at a retirement security hearing held Thursday by the Senate HELP Committee all spoke about the central importance of closing the defined contribution plan coverage gap.