Search results for: SCO
$2.5M Settlement Reached in Teva Pharma Fee Case
The settlement is a victory for the increasingly well-known law firm Capozzi Adler, which has filed numerous ERISA excessive fee lawsuits in the past several years.
How Firms Can Take Actionable Steps to Advance Diversity in the World of Finance
The CFP Board says financial planning professionals need to attract more women and people of color to the industry.
Vaccine Hopes Buoy Markets and Retirement Investors
Investment leaders say they are thrilled by the preliminary data being published about various coronavirus vaccines, and they have increasingly high hopes for a faster economic recovery.
Retirement Industry People Moves
Newport purchases PAi; Hub acquires Leading Edge businesses; and more.
2020 M&A Action Continues: Shine Wealth Partners Joins CAPTRUST
Adding to a busy year of acquisitions for the aggregator firm, this will be CAPTRUST’s first location in Colorado.
Advisers Giving Back: Ken Catanella and Challenger Baseball
From the moment Ken Catanella, managing director at the Catanella Institutional Consulting Team of UBS, came across a Little League Challenger Division game, he knew it was something...
Baystate Fiduciary Advisors Latest to Join HUB International
The pandemic-triggered recession has not slowed down merger and acquisition activity in this space, as yet another PLANADVISER Top 100 firm has been acquired by HUB International.
Adviser Industry Headcount Shows Solid Growth
Data shared by the Investment Adviser Association shows the number of SEC-registered investment advisers continues to grow at a steady pace, reaching yet another record high at the...
Investing Leaders Look Ahead to a Biden Presidency
With the Democratic nominee leading polls over the past several months, investors have had ample time to consider the potential impacts of a Biden administration, sources say.
Judge Certifies Class in Lawsuit Filed by ESOP Participants
The participants claim they were mislead and intimidated to sell their shares back to the company at a price significantly lower than fair market value.
Retirement Industry People Moves
OneDigital acquires Berkshire employee benefits division; SageView Advisory Group hires institutional client relationship leaders; Janus Henderson investors selects ESG global head; and more.
Magnifi Integrates Fi360 Fiduciary Score
Fi360 scores can recommend best-fit products while staying in compliance with Reg BI requirements.
Another Uneventful Fed Meeting Unfolds
As a highly contentious presidential election plays out in the U.S., the Federal Reserve is working to project a message of stability and consistency to support the markets.
Advisers Giving Back: James Betzig at TrinityPoint Wealth
The Boys & Girls Club of Milford is especially close to his heart.
Sponsored by American Century Investments
The Making of a Glide Path
Investor reliance on TDFs underscores the importance of having a disciplined approach to glide path construction.
Sponsored by American Century Investments
Proposed Bill Would Give 403(b) Plan Sponsors Access to Open MEPs
The SECURE Act's provisions for pooled employer plans (PEPs) did not apply to 403(b) plans.
Fear of Retirement Spending Worsened by Pandemic
Retired households with less than $200,000 accumulated in a DC plan at retirement tend to spend down only about a quarter of their assets during the first two...
Advisers Can Help Retirement Plan Sponsors Regroup for 2021
Plan sponsors are looking for better financial wellness education and communication with employees after their experiences in 2020.
Stock Purchase Plan Expertise Helps Advisers Shine
The vast majority of employees that participate in both 401(k) and employee stock purchase plans say it is important to take advantage of financial guidance made available by...
Winners’ Circle
Keeping Clients Safe
Past Advisers of the Year discuss the evolution of their fiduciary services.