News

The firm is accused of failing to take sufficient steps to monitor customer accounts for further payments to a former adviser—himself accused of substantial wrongdoing—whose registration last lapsed...

The standards it’s developing provide ‘more explicit guidance’ to decrease cyber fraud.

The lawsuit suggests that MetLife had an imprudent and disloyal preference for its index fund products, in part because of...

The CEO of the nation’s No. 2 recordkeeper says Empower’s focus will continue to be on a best-in-class user experience.

It can cull data for advisers, banks, credit unions, insurance firms and other institutions to give an overview of a person’s defined contribution plan holdings.

Empower will acquire Prudential’s DC, DB, non-qualified and rollover IRA business, in addition to its stable value and separate account investment products and platforms.

Investment experts said changes in supply and labor, rising wages and housing prices are key trends to keep watching, along with ESG investing and cryptocurrency.

The agency has added two correction methods for overpayments by DB plans and expand the ability to correct an operational...

Over the past decade, the universe of retirement plan recordkeepers has contracted from about 400 to approximately 150, with no...

Help with investments and retirement income were cited by participants in two surveys.

The lawsuit challenges the company's use of an active TDF suite in its 401(k) plan, among other things.

The move by the Thrift Savings Plan to add sustainable funds into its lineup next summer will likely cause private...

Neuberger Berman selects client adviser for institutional client group; Nuveen hires global head of client services; BPAS names new president...

A subsidiary of TIAA will settle conflict of interest charges related to the provision of rollover advice to employer-sponsored retirement...

Fiduciary Insurance Services to provide annuity evaluation services; Alegeus partners with CAPTRUST on new HSA solution; and Cabana launches new...

More than eight in 10 say they want to be automatically enrolled into a plan at an early age, according...

A PLANADVISER webinar underscored key plan design offerings when working with smaller plan clients.

A previous court decision left only one claim in the lawsuit, which was related to fee disclosures.

The settlement includes a stipulation to perform a recordkeeper RFP.

The complaint alleges that the plaintiff met the test for employee status per prior case law, but Yum misclassified him...