Compliance

The settlement includes a stipulation to perform a recordkeeper RFP.

The complaint alleges that the plaintiff met the test for employee status per prior case law, but Yum misclassified him...

The ERISA Advisory Council was told brokerage windows serve a special purpose and onerous regulations could discourage their use.

The agencies have filled in the gaps for implementing provisions of the American Rescue Plan Act.

The Land O’Lakes defendants’ motion to dismiss the suit based on a lack of subject matter jurisdiction and failure to...

The plaintiffs in the case say that when the plan switched to cheaper share class TDFs, participant accounts should have been ‘repaired.’

The plaintiffs wanted an appellate court to decide whether a plan amendment requiring the use of T. Rowe Price funds...

After reviewing a decision in an ERISA lawsuit against Banner Health, the 10th Circuit also found no reason to order...

Plaintiffs in a lawsuit filed in Tennessee say their adviser never disclosed that he received a commission on the sale...

The review could clarify what qualifies as a plausible claim for relief in DC plan excessive fee suits.

The requirement to produce requested documents and the definition of relevant documents addressed in a DOL information letter applies to...

Nonprofits that are affiliated with religious organizations should be informed of new regulations.

Suggestions from the industry include eliminating the 180-day enforced waiting period triggered by a third failed ‘top off’ examination, involving community colleges in the licensing process and making...

Earlier this month, Alabama became the 13th state to adopt enhanced consumer protections for purchasers of annuities, based on a framework put forward by the National Association of...

The agency has again extended relief previously provided from the physical presence requirement for participant elections required to be witnessed by a plan representative or a notary public.