ERISA vista
The SEC on Rollovers
The agency says RIAs are fiduciaries
Reported by Fred Reish and Joan Neri
To access this premium content, please sign up for a free account!
You Might Also Like:
House Committee Advances Bipartisan ‘INVEST’ Act
The 64-page bill proposes a new certification exam for ‘accredited investors’ and would allow 403(b) plans to invest in the...
ERISA Lawsuits Spark Partisan House Committee Debate
House Republicans’ remarks on ‘predatory’ prohibited transaction claims came shortly after SEC Chairman Paul Atkins pushed for deregulation at the...
SEC Commissioner Uyeda Blasts ‘Paternalistic’ Protection of 401(k) Investors
In recent remarks, Uyeda said policymakers needed to ‘provide guardrails, not gates’ for private equity, private credit and other nonpublic...