Compliance News PLANADVISER March/April 2018

Compliance News

Legislative and Judicial Actions

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Compliance

October 2nd, 2026

Ranking Democrats introduced bills addressing standing to sue, mandatory arbitration and the definition of fiduciary.

Compliance

October 1st, 2026

The Senate approved the long-term appointment of the acting secretary along a party-line split.

Compliance

September 30th, 2026

The Securities and Exchange Commission seeks to broaden the qualifications for accredited investors, which the chairman said will ‘complement’ the...