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Here are PLANADVISER's 2012 Top 100 Advisers—drawn from the pool of nominations for PLANSPONSOR's Retirement Plan Adviser and Adviser Team of the Year MORE
Feb 24, 2012 -- An appellate court in New Jersey found a public worker did not intend to mislead the state and does not need to repay $258,191 in pension benefits mistakenly received.
Feb 24, 2012 -- LPL Financial appointed Mimi Bock as executive vice president of Independent Advisor Services (IAS).
Feb 24, 2012 -- Japan's financial regulator halted operations of a Tokyo money-management company after finding it allegedly lost billions of dollars in client money.
Feb 24, 2012 -- BlackRock Inc.’s iShares Exchange Traded Funds (ETFs) business launched two dividend-focused equity funds designed to access the emerging markets and Asia/Pacific developed markets.
Feb 24, 2012 -- Bank of America will freeze its pension plans for eligible employees, effective July 1, 2012.
Feb 24, 2012 -- The Tribune Co., GreatBanc Trust Co. and various insurance carriers completed funding a global settlement of $32 million for the Tribune Employee Stock Ownership Plan’s participants.
Feb 23, 2012 -- The Internal Revenue Service (IRS) released revised Form 941, enabling employers to properly report the newly extended payroll tax cut.
Feb 23, 2012 -- The U.S. Department of Labor (DoL) obtained a summary judgment ordering Compass Capital Partners Ltd. and owner Harris M. DeWese to restore $661,206 to the defunct West Chester, Pennsylvania company’s retirement plan.
Feb 23, 2012 -- The 6th U.S. Circuit Court of Appeals revived a stock drop lawsuit brought by General Motors retirement plan participants against State Street.
Feb 23, 2012 -- Seventy-three percent of Americans ages 18 to 34 do not currently invest in retirement accounts such as a 401(k) or IRA.
Feb 23, 2012 -- The Financial Industry Regulatory Authority (FINRA) issued an investor alert called “It Pays to Understand Your Brokerage Account Statements and Trade Confirmations.”
Feb 23, 2012 -- The Securities Industry and Financial Markets Association (SIFMA) developed an Institutional Suitability Certificate to facilitate broker/dealer compliance with new FINRA Rule 2111, specifically when dealing with institutional clients.
Feb 23, 2012 -- The American Psychological Association recently released the results from its "Stress in America" survey, which found stress levels differ among generations.
Feb 22, 2012 -- Pensionmark increased its retirement plan adviser network to 18 regional offices with the addition of Northgate Retirement Group in Novato, California.
Feb 22, 2012 -- Bill McLaren joined Lincoln Financial Group as Stable Value business leader for the company's Retirement Plan Services Product and Solutions Management team.
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Have you changed your broker/dealer in the past 12 months?
Interview with Paul Ballew, Senior Vice President, Chief Economist, Nationwide
PLANADVISER interview with Ed O'Connor, Managing Director, Morgan Stanley Smith Barney.
Insights from the Retirement Plan Adviser and Adviser Team of the Year winners and finalists
PLANADVISER interview with Skip Schweiss, President, TD Ameritrade Trust Company