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Adviser Product Partnerships
Novata and S&P Global Market Intelligence partner to support private market investors; Fidelity Institutional and Salesforce partner to deliver digital platform experience; NAIC and UBS partner to support...
Retirement Industry People Moves
MetLife appoints director of institutional client group; eMoney announces leadership team additions; TIAA names head of research and thought leadership arm; and more.
Retirement Industry People Moves
Allspring Global Investments hires U.S. distribution leader; Franklin Templeton hires U.S. institutional senior consulting adviser; Alger appoints head of distribution to further expand global sales; and more.
Hub FinPath Solution Seeks to Boost Employee Resilience
The new financial wellness solution aims to help employers round out the benefits programs they use to attract, retain and engage workers.
Retirement Industry People Moves
SEI names new family office and regulatory services leader; Security Benefit adds new financial institutions director; Creative Planning acquires Wipfli Financial Advisors; and more.
Alerus Makes Emergency Savings Accounts Available for Retirement Plan Participants
Participants save via employer payroll deductions and interest is paid monthly.
Why Are Financial Services Firms Looking to Wealth Management Leaders?
The short answer is that more financial services firms are looking at their wealth management divisions as drivers of growth; the long answer is a lot more complicated.
Retirement Industry People Moves
CapAcuity appoints new director of marketing, managing director; Mercer Advisors acquires Mallard Advisors; Empower bolsters its brand with legacy name alignment; and more.
6th Circuit Ruling Revives Parts of TriHealth ERISA Lawsuit
The district court ruling in the case granted full dismissal of the excessive fee lawsuit, but the 6th Circuit has now reversed parts of the ruling and remanded...
DOL’s ERISA Lawsuit Targets MEP Administrator
Kentucky mining industry plan fiduciaries face allegations that they failed to remit participant salary deferrals.
Retirement Industry People Moves
Mercer Advisors acquires two firms; First Trust Capital Partners acquires direct indexing firm; New York Life appoints head of retail annuities; and more.
Retirement Industry People Moves
Carillon Tower Advisers to rebrand as Raymond James Investment Management; J.P. Morgan Asset Management hires senior investment specialist; GW&K announces changes to executive leadership; and more.
Retirement Industry People Moves
OneDigital names vice president of product; Advisor Group acquires Infinex; T. Rowe Price appoints senior ESG leader; Voya hires chief information security officer; and more.
‘Massive’ Fraud Charges Trigger Allianz Global Investors U.S. Sale to Voya
The SEC says the charges and settlement show even the most sophisticated institutional investors, like pension funds, can become victims of wrongdoing.
John Hancock Defeats ERISA Foreign Tax Credit Lawsuit
Though the court previously allowed class certification in the case, a new order firmly rejects the plaintiffs’ arguments that they were entitled to certain foreign tax rebates generated...
Retirement Industry People Moves
OneDigital hires chief information officer; the CFP Board appoints new chief financial officer; Alight hires wealth consultant relations director; and more.
2022 RPAY – Barbara Delaney, SSRBA, a division of HUB International
Business at a Glance as of 12/31/21Plan assets under advisement: $4.2 billionMedian plan size (in assets): $6.8 millionPlans under administration: 79Total participants served: 50,451PLANADVISER: Tell us about your...
2022 RPAY – Steven Scott, Retirement Solution Group
Business at a Glance as of 12/31/21Median plan size (in assets): $6.4 millionPlans under administration: 550Total participants served: 12,073PLANADVISER: Tell us about your practice and how you got...
Compliance News
Legislative and Judicial Actions
The DOL seeks comments about protecting plan assets from climate-related risk; a proposed SEC rule would intensify registered investment adviser firms’ cybersecurity efforts; the DOL advises caution for...
2022 RPAY – Deena Rini, Oswald Financial, Inc.
Business at a Glance as of 12/31/21Plan assets under advisement: $3.7 billionMedian plan size (in assets): $12 millionPlans under administration: 305Total participants served: 160,000PLANADVISER: Tell us about your...