Search results for: a

The asset management firm points to the importance of increasing savings and diversification as two ways to counteract potential lower returns.

A new research report out of the Wharton School suggests changes to required minimum distribution (RMD) rules might not have as big an impact in practice as many...

Who gets to define best execution? Is T+1 or T+2 better for market stability? What even is payment for order flow? The Senate Banking Committee tackled all these...

However, the majority would prefer to interact with a human adviser, as opposed to a robo adviser.

TIAA announces new president and CEO; Advisor Group brings in financial experts; managing director joins client development team at Strategic Investment Group; and more. 

The 2020 PLANSPONSOR Participant Survey also shows that company matches really matter to retirement plan participants.

The prescheduled phase-out of the coronavirus disaster declaration had created a ‘compliance conundrum,’ which the DOL has now addressed by issuing additional guidance.

Key changes and questions can go far when engaging with clients.

Northern Trust partners with Two Sigma; Lockton and Morningstar team up to offer adviser managed accounts; and firms launch TDFs with guaranteed income.

The ongoing implementation of Regulation Best Interest gets top billing in the SEC’s recently published 2021 examination priorities list, though recent evidence suggests the regulator’s focus on share...

The American Red Cross is accused of allowing excessive investment and recordkeeping fees in its 401(k) plan.

A newly filed settlement agreement stipulates that Norton Healthcare and Lockton will each pay half of a total settlement of $5.75 million, which will be used to compensate...

If done properly, a request for proposals can help sponsors stay on par with the most advanced services available in the marketplace at competitive rates.

Democrats used Gary Gensler’s confirmation hearing to speak to issues of racial and wealth inequality exacerbated by the pandemic—which has killed more than 500,000 Americans and caused a...

However, many are implementing new practices and technologies to combat these effects.

In his prepared remarks, Gary Gensler calls the U.S. securities markets the ‘finest in the world,’ while emphasizing the need for ‘clear rules of the road and a...

DCALTA says its framework addresses the key implementation challenge identified by plan sponsors: operational aspects of daily valuation of private alternative assets that do not trade on an...

Private equity firms acquire Wells Fargo Asset Management; Voya Retirement expands small-mid market corporate team; and more.

Nearly 70% of retirees say they retired earlier than they had expected, up from 50% in 2020.

Related self-dealing claims made against other national financial services providers by participants in their own retirement plans have met varying degrees of success.