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The DOL has proposed that QPAMs would be disqualified for 10 years for foreign convictions and for entering into non-prosecution agreements with the DOJ. They also proposed new...

A new Goldman Sachs Asset Management retirement report finds  myriad competing financial priorities are impeding participants from saving sufficiently for retirement. 

Schwab expands institutional no transaction fee fund offering for independent advisers; Vanguard announces changes for Vanguard International Explorer Fund; Hearsay introduces RIA platform aimed at small firms; and more.

The increase tops the 5.9% cost-of-living adjustment seen in 2022.

Aon has gathered significant retirement assets in pooled employer plans and has urged Congress to extend PEPs to 403(b) plan sponsors.  

The latest data from Alight Solutions show all but two trading days saw net trades moved from equities to fixed income.

Management and information consulting firm Booz Allen Hamilton has asked the court to dismiss the claims against it.

OneAmerica and intellicents collaborate on client offering; AdvisorEngine introduces data visualization dashboards; Savvy Ladies receives grant to develop mobile portal advancing women's financial literacy; and more.

Financial Finesse Ventures seeks to erase the trend of predatory practices and close the financial literacy gap.

401(k) participants brought the suit, alleging that Quanta kept certain underperforming funds in its plan menu.

The guidance clarifies that people who did not take RMDs in 2021 and 2022 will not be responsible for the excise tax.

New retirement research shows that plan participants are increasingly growing frustrated in today’s market. 

The Mental Health Matters Act would, among other things, ban forced arbitration clauses, class action waivers, discretionary clauses, and representation waivers in ERISA-governed plans.

OneDigital acquires HealthWorks; Edelman Financial Engines acquires RIA Herrmann & Cooke; Hub announces two acquisitions; and more.

An ERISA lawsuit against Mutual of America has alleged that 401(k) plan fiduciaries breached their duties to participants.

A Wisconsin District Court judge was unconvinced by arguments made by the plaintiffs that plan fiduciaries breached their duty to participants.

Cybercriminals are becoming more sophisticated and patient in their approach due to the massive payouts fraudsters can manage to steal from retirement plans.

Each of the three firms address a specific area for financial professionals who are, or seek to become, income specialists.

The Portability Services Network seeks to make it easier for participants to transfer retirement assets when they change plans.

The Pension Research Council at Wharton Business School published findings that suggest millennials will likely have lower relative retirement savings than previous generations.