News

The challenges presented by the coronavirus pandemic have accentuated and accelerated the digital transformation that was already underway in the U.S. advisory and wealth management space.

The bill, referred to as 'SECURE 2.0,' gives the DOL six months after its passage to modify ERISA to allow...

Products have not had strong traction in the retirement space, mainly because they don’t meet the needs or expectations of plan participants. 

The guidance answers questions about who is an "active participant" and says the relief applies to each plan year which falls inside the relief period.

According to the plaintiffs, the plan’s fiduciaries did not try to reduce the plan’s expenses, resulting in the assessment of...

It gives sponsors a way to document the fiduciary oversight process.

The Great-West Life affiliate was accused of violating the federal securities laws governing the filing of Suspicious Activity Reports.

OneDigital Investment Advisors acquires Clearview Advisory; FPS Group expands executive team; Principal adds portfolio manager to Global Asset Allocation team;...

Witnesses at a retirement security hearing held Thursday by the Senate HELP Committee all spoke about the central importance of closing the defined contribution plan coverage gap.

The suit alleges that defendants used the plan to increase their own revenue and seed new funds. 

Putnam Investments presents TDF evaluation tool; J.P. Morgan and Nationwide launch investment product; and OneDigital adds downside risk protection to...

As more people are getting vaccinated, they expect pent-up demand will lead to a boost. 

More plan participants are increasing their demand for and interest in environmental, social and governance funds. 

Fresh data shared this week by Principal and Fidelity shows defined contribution retirement plan balances have—yet again—reached record highs, but the data underscores the need to improve access...

Alight attributes this increase to a rising stock market and steady trades into equities.

An individual with self-only coverage under a high-deductible health plan can contribute up to $3,650, $50 more than in 2021.

UNest Holdings claims Ascensus pushed the company out of the college savings market in an effort to create a monopoly.

When it comes to succession planning amid record-setting merger and acquisition activity, understanding the different partnership opportunities emerging in the marketplace is essential to maximizing a firm’s equity...

The lawsuit alleges fiduciary breaches related to ensuring reasonable administrative and investment fees.

Resources continues to expand its proprietary advice solution across multiple recordkeeping platforms.