Compliance

Already, state-run plans, PEPs and moves to expand access to SIMPLE plans are making a difference, experts say.

The ruling makes the 9th Circuit the latest appeals court to side against plaintiffs in stock drop litigation, once again...

The proposed legislation comes months after a Department of Defense report found that a quarter of military spouses are unemployed. 

It is aimed at making it easier for small businesses to offer SIMPLE plans.

The plaintiffs allege plan fiduciaries used what it calls ‘cobbled-together services from many providers’ and didn't monitor fees for any...

Among other claims, the lawsuit says Aon and a 401(k) plan sponsor caused the plan to invest in Aon’s proprietary collective investment trusts (CITs) for Aon’s benefit.

The guidance published by the Department of Labor reminds the industry that boilerplate, fine print disclaimers that investment advice is not being provided won’t cut it.

Plan fiduciaries' motions to dismiss the excessive fee suit were denied as a federal judge found the plaintiffs' claims were...

The guidance, which is the first of its kind, includes best practices and tips for protecting retirement benefits.

He takes the helm at the Securities and Exchange Commission during a key time of transition and reflection for the...

This is meant to help retirement investors, employee benefit plans and investment advice providers.

The plaintiffs in a new lawsuit against Allianz Global Investors say the asset manager failed to provide the hedging strategies it said it would include in a pension...

Principal prevailed in a lawsuit that alleged it set the crediting rate for a guaranteed investment contract (GIC) such that...

By alerting plan sponsors to the issues they see most often, advisers can help their clients navigate IRS testing rules.