Compliance News
Legislative and Judicial Actions
AGI U.S. settles in fraulent scheme suit, then exits the country; the IRS re-extends relief from the physical presence requirement; the SEC plans to adjust its ESG and ‘Names Rule’ regulations; and more.
Reported by PLANADVISER staff
To access this premium content, please sign up for a free account!
You Might Also Like:
SEC Issues Risk Alert on Investment Advisers’ Compliance With Marketing Rule
The agency’s notice focused on issues concerning the provisions related to testimonials, endorsements and third-party ratings.
IRS Posts Rules for HSAs in ACA Bronze, Catastrophic Plans
New tax benefits include the ability to use health savings account funds tax-free for periodic direct primary care fees.
HSA Limits Rise, but Frustrated Users Leave Money Behind
Half of surveyed health savings account users skip reimbursements due to process hassles, missing out on an average of $2,500...