Compliance Consult PLANADVISER July/August 2022

Compliance for Wealth Managers

PTE 2020-02 cannot resolve all conflicts of interest.

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Compliance

May 16th, 2025

ESOP Bills Introduced in Senate

The two bills, proposed by Senator Bill Cassidy, aim to strength employee stock ownership plans.

Compliance

April 30th, 2025

Supreme Court Declines to Hear AT&T ERISA Case

The justices did not comment on the case, which centered on prohibited transactions under the Employee Retirement Income Security Act,...

Compliance

April 1st, 2025

Lawsuits Call Attention to ESOP Cash Holdings

Plan fiduciaries have been accused of failing to prudently invest cash held in employee stock ownership plan trusts in recent...

Plan Design / Investments PLANADVISER July/August 2022

Next-Level Options

How advisers can make strategies they know, work better.

Reported by

Elizabeth Harris

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Data & Research

March 17th, 2025

Employees Take Action After Financial Wellness Engagement

Employees experiencing extreme financial stress saw a 60% reduction after engaging with Finfit’s financial wellness tools.

Data & Research

March 12th, 2025

The Importance of Leveraging Technology to Improve Financial Wellness

Although 94% of employers reported in a recent survey that they are responsible for their employees’ financial well-being, only 57%...

Compliance

March 6th, 2025

PPL Corp. Agrees to Settle Participant Lawsuit Over TDFs for $8.2M

Workers at the energy company claimed that PPL included underperforming target-date investments from Northern Trust in four of its retirement...