Greater Access

Adjust the plan—or craft a new one—to cover a client’s excluded workers.

Paving the Way

Approaches to adding income products into DC plan design—but not on the menu.

New, Tighter Distribution Rules

Retirement plan advisers should revisit retirement planning for clients who count on the ‘stretch’ IRA provision for bequeathing their individual retirement account or 401(k).

Retirement Industry Rallies Around LIFE Act

The bill would amend the DOL’s current default investment safe harbor regulations to allow, but not require, a retirement plan’s default investment to include a limited investment in a non-liquid annuity component that provides a guaranteed return on investment.

Legislative and Judicial Actions

The SEC returns to cybersecurity enforcement pledge; Form 5500 revisions; revenue-sharing disclosure failures result in SEC action; and more.