Hidden Commissions, Fraud Alleged in New Fiduciary Breach Lawsuit
Plaintiffs in a lawsuit filed in Tennessee say their adviser never disclosed that he received a commission on the sale of certain life insurance products and allegedly made substantial misrepresentations about how client dollars were being used.
Peragine and Biondo Join Hub
The global insurance firm continues to grow its stable of retirement plan specialists with the addition of two New York-based advisers.
Insurance Companies Are Experiencing Investment Challenges
Hub Acquires Inter-Mountain Retirement Partners (MRP)
David Reich, Hub retirement and private wealth, says the latest acquisition will help the firm improve its retirement planning and financial wellness capabilities.
PANC 2019: Risk Management for Advisers
Expert attorneys and fiduciary insurance carriers demonstrate how advisers can put their best foot forward.
Will Your Errors and Omissions Insurance Policy Keep You Dry?
Comment Deadline Arrives for NAIC Annuity Sales Best-Interest Rule
The standard-setting and regulatory support organization governed by the chief insurance regulators of all 50 states set today as a deadline for industry comments on the latest draft of a model best-interest suitability standard applying to annuity sales.
