RESEARCH |
2013
DCIO Survey
When it comes to DCIO providers, investment performance is not the only aspect to consider
Reported by PLANADVISER
Providers
BNY Mellon Investment Management
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2013 | $44,500 |
| Year ending 12/31/2012 | $40,975 |
| Year ending 12/31/2011 | N/A |
| Year ending 12/31/2010 | N/A |
| TOP DCIO FUND | |
|---|---|
| Fund name | S&P 500 Index |
| Fund assets ($MM) | $4,110 |
| Portfolio manager | Karen Wong |
| Start date | |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 47% |
| Collectives | 14% |
| Separate accounts | 39% |
| Stocks | 67% |
| Bonds (excluding stable value) | 10% |
| Stable value | 15% |
| Money market | 5% |
| Asset allocation* | 3% |
| % Active/Passive | |
| ADVISER SERVICES | |
|---|---|
| Compliance support | |
| Access to ERISA counsel | |
| Conferences for advisers | |
| Plan benchmarking | |
| Lead generation for 401(k) | |
| Investment committee meetings | |
| # OF RK SELLING AGREEMENTS | 55 |
|---|
| *Target date, target risk, balanced |
| N/A = Not available |