RESEARCH |
2013
DCIO Survey
When it comes to DCIO providers, investment performance is not the only aspect to consider
Reported by PLANADVISER
Providers
Principal Funds
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2013 | $3,390 |
| Year ending 12/31/2012 | $3,000 |
| Year ending 12/31/2011 | $2,570 |
| Year ending 12/31/2010 | $2,040 |
| TOP DCIO FUND | |
|---|---|
| Fund name | MidCap Fund |
| Fund assets ($MM) | $870 |
| Portfolio manager | Bill Nolin |
| Start date | 2000 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 97% |
| Collectives | 3% |
| Separate accounts | 0% |
| Stocks | 62% |
| Bonds (excluding stable value) | 25% |
| Stable value | 0% |
| Money market | 0% |
| Asset allocation* | 13% |
| % Active/Passive | |
| ADVISER SERVICES | |
|---|---|
| Compliance support | |
| Access to ERISA counsel | |
| Conferences for advisers | |
| Plan benchmarking | |
| Lead generation for 401(k) | |
| Investment committee meetings | |
| # OF RK SELLING AGREEMENTS | 46 |
|---|
| *Target date, target risk, balanced. |