RESEARCH | August 22, 2013

2013
DCIO Survey

When it comes to DCIO providers, investment performance is not the only aspect to consider

Reported by PLANADVISER

Top 10 Providers

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Top 10 Providers

DCIO MANAGERS BY ASSETS (AS OF 1Q 2013) $MM
1	BlackRock	$440,090
2	T. Rowe Price	$227,000
3	State Street Global Advisors	$212,400
4	PIMCO	$211,000
5	J.P. Morgan	$209,943
6	Invesco	$86,700
7	Goldman Sachs	$55,036
8	John Hancock Funds	$52,200
9	BNY Mellon Investment Management	$44,500
10	Federated Investors	$41,890

TOP DCIO FUNDS BY ASSETS $MM
1	BlackRock (LifePath TDF)	$77,605
2	T. Rowe Price (TD Series)	$38,000
3	John Hancock Funds (Lifestyle Portfolio)	$31,820
4	J.P. Morgan (Smart Retirement Funds)	$22,493
5	AllianceBernstein (TD Strategies)	$20,878
6	Lazard Asset Management (Emerging Markets Equity)	$15,000
7	OppenheimerFunds (Developing Markets)	$10,000
8	Natixis Global Asset Mgt (Oakmark Equity & Income Fund)	$9,500
9	Columbia Management (Acorn Fund)	$8,200
10	Thornburg (International Value Fund)	$8,000

LARGEST INCREASE IN DCIO ASSETS (2011 VS. 2012)
1	Goldman Sachs	136.0%
2	Eagle Asset Management	79.0%
3	Managers Investment Group	37.0%
4	Nuveen Investments	33.0%
5	Ivy Funds	29.0%
6	RidgeWorth Investments	27.0%
7	American Century	26.5%
8	Manning & Napier Advisors LLC	26.0%
9	J.P. Morgan	24.0%
10	Stadion Money Management	23.0%

NUMBER OF RECORDKEEPER SELLING AGREEMENTS
1	American Century	150
2	AllianceBernstein	105
3	Lord Abbett	100
3	Munder Capital Management	100
5	Federated Investors	87
6	Invesco	81
6	Calvert Investments	81
6	OppenheimerFunds	81
9	Managers Investment Group	75

LONGEST-TENURED PORTFOLIO MANAGERS
1	Charles P. McQuaid	1978
2	Marian Marinack	1986
3	Bill Gross	1987
4	Donald Yacktman	1992
5	John Tucker	1994
6	Bob Boyda	1995
6	David Carlson	1995
6	Bert L. Boksen	1995
9	Robert P. Fetch	1996
10	Dolores Bamford	1997

LARGEST INCREASE IN DCIO ASSETS (12/31/2012 VS. 3/31/2013)
1	State Street Global Advisors	18.0%
2	Ivy Funds	15.0%
2	Eagle Asset Management	15.0%
2	AllianceBernstein	15.0%
2	Russell Investments	15.0%
6	Lazard Asset Management	14.0%
7	Principal Funds	13.0%
8	RidgeWorth Investments	12.0%
8	Munder Capital Management	12.0%