RESEARCH |
2013
DCIO Survey
When it comes to DCIO providers, investment performance is not the only aspect to consider
Reported by PLANADVISER
Providers
Ivy Funds
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2013 | $3,630 |
| Year ending 12/31/2012 | $3,153 |
| Year ending 12/31/2011 | $2,444 |
| Year ending 12/31/2010 | $2,266 |
| TOP DCIO FUND | |
|---|---|
| Fund name | Ivy Asset Strategy |
| Fund assets ($MM) | $1,028 |
| Portfolio manager | Mike Avery, Ryan Caldwell |
| Start date | 1997 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 100% |
| Collectives | 0% |
| Separate accounts | 0% |
| Stocks | 85% |
| Bonds (excluding stable value) | 14% |
| Stable value | 0% |
| Money market | 0% |
| Asset allocation* | 1% |
| % Active/Passive | |
| ADVISER SERVICES | |
|---|---|
| Compliance support | |
| Access to ERISA counsel | |
| Conferences for advisers | |
| Plan benchmarking | |
| Lead generation for 401(k) | |
| Investment committee meetings | |
| # OF RK SELLING AGREEMENTS | 30 |
|---|
| *Target date, target risk, balanced. |