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Investment Product and Service Launches
American Beacon Advisors creates mutual fund with multi-asset program and Vanguard closes million-dollar securities fund to new clients.
Majority of Americans Think They Are on Track for a Secure Retirement
However, they are worried about health care costs.
Finance’s Reputation Problem Impacts Auto Retirement Plan Success
Industry pros know there are big differences between financial services providers in termsof business models and their willingness to embrace fiduciary best practices—but many non-investors see a monolithic...
Transamerica Faces Familiar Allegations in ERISA Complaint
Similar to a lawsuit the firm settled a few years ago, a newly filed district court complaint says Transamerica “saddled its defined contribution plan participants with substandard investment...
Longevity to Exacerbate the Challenges Retirees Face
For those 75 and older, out-of-pocket medical costs amount to 20% of their income.
PBGC Updates Penalties for Failure to Provide Information
New maximum civil penalties for failure to provide certain notices or other material information and for failure to provide certain multiemployer plan notices have been announced.
2018 Marketing Mechanics: Creative Approaches to Winning New Business
This year, we introduced a new column, Marketing Mechanics, to highlight novel ways retirement plan advisers are seeking new business.
2018 Delivered Key Decisions in ERISA Cases
ERISA lawsuits very often lead to settlements or dismissals, but 2018 brought a series of important and potentially precedent-setting decisions in both district and appellate courts.
Industry Groups Urge DOL to Expand MEP Proposed Rule
Several commenters argued that without changes, the proposed rule would have little impact on expanding retirement plan coverage for American workers.
2018 Beyond(k): HSAs, Pension Risk Transfer, Student Loan Debt Relief
A look at some of the products and services retirement plan sponsors are requesting outside of 401(k) plans.
2018 Practice Development: A Look at New Revenue Streams
This year, the Practice Development column in PLANADVISER print explored various ways retirement plan advisers can expand their practices beyond 401(k)s, with the goals of adding new revenue...
Looking Back at the Value of Financial Wellness in 2018
From targeted education to utilizing investments, 2018 highlighted different areas of financial wellness.
Share Class Disclosure Failures Lead to SEC Settlements
According to the SEC, two firms will collectively pay more than $1.8 million for violations related to share class disclosure failures.
2018 Regulatory Highlights for Plan Advisers and Their Clients
The year that was brought significant regulatory developments from the Department of Labor, the Internal Revenue Service, the Securities and Exchange Commission and other government agencies.
Advizr Joins Wellbeing Platform at Alight
The firm will be available as a standalone solution to Alight’s benefits administration clients, according to a release.
Fee Transparency, Custom Defaults on Client Agendas for 2019
Even as the retirement plan industry has evolved in important and significant ways, the manner in which providers present fees and articulate value has not changed all that...
529 Conference 2019
529 ‘Essentials’ Seminar / September 23, 2019 529 Conference / September 24-25, 2019 ABLE Deep-Dive Afternoon Summit / September 25, 2019
2019 HSA Conference
October 3, 2019, University Club of Chicago
Full 9th Circuit Panel Asked to Review Chevron ERISA Case
Plaintiffs in the case say the appellate court held them to stricter pleading standards than it did plaintiffs in other Employee Retirement Income Security Act (ERISA) lawsuits.
Most 403(b) Plan Sponsors Feel Responsible for Employees’ Financial Wellness
The 2018 PLANSPONSOR Defined Contribution Survey finds that 403(b) plan sponsors offer more formal financial education/guidance on a variety of topics than the overall 4,000 defined contribution (DC)...