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The Hartford Launches Educational Campaign for High Net Worth Professionals
The Hartford Financial Services Group, Inc. is launching a new educational campaign to help financial advisers consult with doctors, lawyers, and other professionals on planning for retirement in...
EBSA Announces Fiduciary Seminar in Indianapolis
The U.S. Department of Labor’s Employee Benefits Security Administration (EBSA) is taking its “Getting It Right – Know Your Fiduciary Responsibilities” seminar to Indianapolis.
John Hancock Relaunches Adopted Mid Cap Value Fund
John Hancock Funds has completed the adoption of the Robeco Boston Partners Mid Cap Value Fund and has launched it as the newly established John Hancock Disciplined Value...
National Planning Holdings, Inc. Launches WealthOne Advisory Platform
National Planning Holdings, Inc. (NPH) announced the launch of WealthOne, a Web-based advisory platform that offers investment strategies and products to all NPH-affiliated advisers.
Survey Reveals "Must-Have" Technologies
The results of a recent survey of financial advisers reveal the "must-have" technologies for running a more efficient and profitable advisory business.
Morgan Stanley Smith Barney Hires New Advisers
Morgan Stanley Smith Barney has hired two adviser teams from UBS AG and one adviser from Charles Schwab Corp, representing over half a billion dollars in client...
Brinker Capital to Launch Absolute Return Portfolio within SMA
Brinker Capital has announced plans to launch an absolute return portfolio embedded in a separately managed account (SMA) format.
Virtus Launches New AlphaSector Fund
Virtus Investment Partners has launched the Virtus Premium AlphaSector Fund (Class A: VAPAX), an extension of Virtus' AlphaSector product suite that is subadvised by quantitatively-based investment firm F-Squared...
Rydex Announces Four Additions to Alternative Investments Lineup
Rydex|SGI has introduced four mutual funds “that may help investors weather the ups and downs of challenging market environments.”
MSIM Announces CIO of Global Fixed Income
Morgan Stanley Investment Management (MSIM) has announced the appointment of Michael Kushma as Chief Investment Officer of Global Fixed Income.
Russell Launches Enhanced Asset Allocation Capability for Advisers
Russell Investments has announced a new offering that "provides advisers with a next-generation tool that responds to current market conditions while still providing long-term risk management."
Hewitt Associates, Inc. to Merge with Aon Corporation
Two giants in the benefit consulting space have decided to join forces.
IMHO: “Thinking” Caps
While the spate of revenue-sharing suits has—for the moment, anyway—faded into the background, fees remain one of the most hotly debated topics in our industry. ...
2009 Respite Brief for S&P 500 Pensions: Report
The 34% global market rebound of 2009, while a welcome respite, only slightly improved the funding status of S&P 500 pension plans, according to a recent analysis.
401(k) Participants not as Knowledgeable as Employers Think
A new survey reveals that 401(k) participants don’t know as much about plan fees and investing as employers think they do.
Institutional Investment Managers Lower Growth Expectations
Institutional investment managers have moderated their expectations for global growth in the face of European debt concerns, according to a quarterly survey conducted by Northern Trust Global Advisors...
MA Business Owner Misused Retirement Plan Money
A business owner in Holyoke, Massachusetts, has pleaded guilty to embezzling $45,000 from his employees' retirement plan.
Brand is the Thing
Post-recession, asset management firms are finding that brand is key to attracting clients.
Ex-Employee of Defunct Bank Files Stock Drop Case
A former participant in the 401(k) and employee stock ownership plan (ESOP) of a now-defunct Lincoln, Nebraska-based bank has filed a stock drop lawsuit against the plans' fiduciaries.
Senderowitz Joins 401(k) Advisors, Opens Orlando Office
Independent retirement consulting firm 401(k) Advisors has announced the opening of an office in Orlando, Florida, under the leadership of Phillip Senderowitz.