Search results for: SCO

MassMutual Opens Phoenix Branch

Massachusetts Mutual Life Insurance Company (MassMutual) opened a branch in Phoenix, Arizona, establishing the company’s first corporate office in the western United States.

FINRA Tries Putting a Collar on Conflict

A report from the Financial Industry Regulatory Authority (FINRA) scrutinizes  conflicts of interest in the broker/dealer industry to highlight effective practices to eradicate such conflicts.

SEC Strategy Targets Minor Offenders, Too

Admitting that the Securities and Exchange Commission (SEC) has resources “not nearly sufficient to the enormity and scope of the responsibility” it faces, SEC Chairman Mary Jo White...

Ghouls Predicted to Spend Down for Oct. 31

Only 158 million zombies, vampires, werewolves and other monsters will prowl our nation this October 31, according to the National Retail Federation’s recent Halloween Spending Survey.

HIMCO Bulks Up Institutional Team

David Love has been named an institutional sales representative covering the Western region and Maureen Decker a consultant relations manager at Hartford Investment Management Company (HIMCO).

Growing Fixed Income Still Possible

Rising interest rates and the expectation for the Federal Reserve to begin tapering off its bond-buying stimulus program do not necessarily imply diminishing returns for fixed income securities.