Search results for: SCO
ASPPA Seeks Clarity on Mid-Year Amendments
The American Society of Pension Professionals & Actuaries (ASPPA) has asked the Internal Revenue Service (IRS) for clarification on mid-year amendments to safe harbor 401(k) plans.
Tool Helps Plan Sponsors Choose TDFs
Allianz Global Investors offers its web-based Target-Date Tool Set for retirement plan advisers.
Pension Risk Transfer Attractiveness Increases
The Dietrich Pension Risk Transfer (PRT) Index increased during September, growing from 94.77 to settle at 96.19 as of October 1, 2013.
MassMutual Opens Phoenix Branch
Massachusetts Mutual Life Insurance Company (MassMutual) opened a branch in Phoenix, Arizona, establishing the company’s first corporate office in the western United States.
AllianceBernstein Offers New Share Class Z
AllianceBernstein now offers a non-revenue share class for a select group of mutual funds.
AllianceBernstein Offers New Share Class Z
AllianceBernstein now offers a non-revenue share class for a select group of mutual funds.
FINRA Tries Putting a Collar on Conflict
A report from the Financial Industry Regulatory Authority (FINRA) scrutinizes conflicts of interest in the broker/dealer industry to highlight effective practices to eradicate such conflicts.
Need Engagement Ideas? Try Broker Sites
Motivating someone to plan for an event that is years or even decades away is difficult.
Asset Managers’ Online Presence Is Essential
Beyond the company website, an asset manager’s digital presence is critical, and three in five advisers judge asset managers by their Internet activity.
MullinTBG Fills Out Sales, Client Services Teams
Retirement solutions and financial services provider MullinTBG, a Prudential Financial Inc. company, added seven to its sales and client services lineup.
Advisers Scout Financial Fitness as Skill Set
Financial wellness is getting more attention from plan advisers, according to speakers at a webinar by Financial Finesse, a provider of financial education services.
SEC Strategy Targets Minor Offenders, Too
Admitting that the Securities and Exchange Commission (SEC) has resources “not nearly sufficient to the enormity and scope of the responsibility” it faces, SEC Chairman Mary Jo White...
Ghouls Predicted to Spend Down for Oct. 31
Only 158 million zombies, vampires, werewolves and other monsters will prowl our nation this October 31, according to the National Retail Federation’s recent Halloween Spending Survey.
Great-West Rolls Out Plans for Smaller Nonprofits
Advisers eyeing small and midmarket nonprofits have a new option with Great-West Financial’s Premier and Custom Key 403(b) offerings.
HIMCO Bulks Up Institutional Team
David Love has been named an institutional sales representative covering the Western region and Maureen Decker a consultant relations manager at Hartford Investment Management Company (HIMCO).
Possible Doubling in '40 Act Fund Assets
The amount of assets invested in ’40 Act alternative funds, also known as liquid alternatives, could double by 2018, according to a study released by mutual fund industry...
How to Improve Retirement in the U.S.
An analysis of the adequacy of retirement systems shows while the United States has fallen behind internationally, there are ways for it to improve.
Alternatives in Plans Raise Red Flags
A report from the Office of Inspector General for the Department of Labor (DOL) shows concern about the use of alternative investments in retirement plans.
Growing Fixed Income Still Possible
Rising interest rates and the expectation for the Federal Reserve to begin tapering off its bond-buying stimulus program do not necessarily imply diminishing returns for fixed income securities.
Panel Predicts Strong Emerging Markets Performance
Periods of depressed performance and significant volatility should not scare portfolio managers and their clients away from emerging markets, especially when a bottom-up investment approach is used to...