Search results for: SCO
trendspotting
Trendspotting
A look at the latest concerns and actions among employees, and what they mean for advisers.
Practical Tips for SEC Cybersecurity Exams
Completely insulating a business from cybersecurity risk is probably a pipedream in the modern world, but retirement plan advisers will be on the hook if, or when, a...
Cogent Reports: Many Advisers Shop Around for TDFs
Retirement plan advisers are growing more selective in the target-date funds they recommend.
Company Stock Decision Requires Two Hats
Including company stock as an investment plan option comes with pros and cons.
Desire for Human Adviser Still Strong
Amid the rise of automated solutions and tech-driven plans, people still want a human voice.
Adding Mobile Apps to Your Practice
More plan sponsors are looking to expand their plan’s mobile capabilities. We ask what retirement plan advisers need to know about leveraging mobile tech.
Foot Locker Ordered to Reform Cash Balance Plan
A court found purposeful miscommunications led participant to expect a different benefit than they were accruing.
Disconnect Between Financial Perception and Reality
A majority of people surveyed say they are in control of their financial future, yet 30% say their level of debt is ruining their life.
Financial Wellness Programs Can Carry a Stigma
Resources that help employees manage their finances or plan for their financial futures have wide appeal and great potential for use among those who don’t currently have access,...
Retirement Industry People Moves
New hires and promotions at BlackRock, The Retirement Advantage, ARA and more, and a new director takes the helm of the PBGC.
Investment Product and Services Launches for the Week
New institutional share classes were announced this week by T. Rowe Price, while Merrill Lynch is unveiling apps that help retirement savers address longevity and inflation risks.
Enforcement, Pre-Approved Plans Among IRS 2016 Priorities
The Employee Plans unit will be issuing more compliance checks and reviewing submissions for pre-approved plan documents.
PlanMember and Interpacific Announce Partnership
PlanMember Financial Corporation says it will “ally” with Washington-based Interpacific Investors Services Inc., a national marketing and distribution firm.
PANC 2015: ‘Stressed Out and Stretched Thin’
John Hancock Retirement Plan Services presents the findings of its Financial Stress Study.
PANC 2015: Controlling the Message
Longevity misconceptions, changing American families and the rise of smartphones are vital factors in burnishing the industry’s image.
Fiduciary Fears Still Adding to Passive Product Tailwind
Cerulli Associates finds “fiduciary fears” are supporting flows into lower-cost, passive products, but many plan sponsors overestimate their ability to mitigate fiduciary liability through indexed investments.
Pension Resource Institute Launches Compliance Tool
It covers service providers, administration, investments and plan governance.
PANC 2015: Participant Advice
Under the proposed DOL fiduciary definition, the types of information given to participants are restricted or permitted and the adviser’s compensation model will also be affected. Yet advisers...
ERIC Asks IRS Not to Eliminate Determination Letters
The organization claims most large employers do not use predetermined or “off the shelf” retirement plan documents.
Parents Too Quick to Spend Savings for Tuition?
How advisers can help keep participants’ money in their plan.