Nuts & Bolts: Managed Accounts vs. Adviser-Managed Accounts
Not all managed accounts involve a financial adviser, but all managed accounts are designed to deliver personalized guidance beyond a...
News
SEI CITs Bring Carlyle’s Private Investments to Basic Capital
The defined contribution plans’ investments are available through SEI products.
Trump Accounts Face Adoption Questions as Employers Weigh Complexity
As Treasury expands the children’s savings program, industry experts see workplace savings and payroll integration as critical to driving long-term...
SEC Approves FINRA Marketing Rule Allowing Projected Investment Performance, Targeted Returns
The new rule could accelerate the use of projected-return and retirement-income illustrations by broker/dealers.
Product & Service Launches – 10/22/2026
55ip expands UMA capabilities for RIA channel; Mercer Advisors launches Aspen Investing; Sagard expands Private Business into U.S. Wealth Market;...
Capital Group Argues TDFs Can Be a Retirement-Income Solution
A new research paper says withdrawal-rate frameworks can help support sustainable retirement income without relying on guaranteed-income products.
Advisory M&A News – 10/21/2026
Osaic snags $2.3 billion team from LPL; Beacon Pointe Advisors acquires 3 RIA firms; Wealth Management duo joins CAPTRUST; and...
As Workers Place More Value on 401(k)s, Sponsors Turn to Advisers for Education
Defined contribution plans tied with healthcare coverage as the benefits plan sponsors said employees value most.
Kitces: AI Gives Advisers Depth and Quality, Rather Than Efficiency
Artificial intelligence is less about scaling a business than improving client relationships, according to industry commentator Michael Kitces.
ERIC Backs Employers in 2 ERISA Cases, Warns Against Expanding Fiduciary Liability
The employer group argues that recent cases seek to recast plan sponsor decisions as fiduciary acts.
New Milestone: Majority of HSA Assets Invested
Health savings accounts held nearly $192 billion at mid-year, according to data from Devenir.
Betterment to Offer Mega-Backdoor Roth Conversions to Solo 401(k)s
The platform will provide associated tax forms and track contributions against annual limits.
How Advisers Should Interpret the Recent COLA Increase for Clients
Experts say the 3.6% monthly increase in Social Security benefits should also prompt conversations about savings rates, retirement income and...
AI Product & Service Launches – 10/19/2026
PlanSource launches AI-powered benefits assistant; FinTurk partners with Fiduciary Check; and Capitalize introduces agent for retirement account transfers.
Healthcare Employers Prioritize Personalized Advice, Use of Financial Professionals
A new Transamerica survey shows how proactive communication, individualized guidance and user-friendly tools benefit healthcare employees’ financial wellness.
Eric Pan to Step Down as ICI CEO, President
He will remain in the role until the asset management industry advocacy group picks his successor.
MarshBerry: Wealth Advisory M&A Could Surpass 400 Deals in 2026
While DeVoe & Co. separately tracked a slowdown in sales of registered investment advisers, both firms view the acquisition market...
Trump Signs ESOP ‘Ownership’ Bill
The codified framework for valuations of employee stock ownership plans is expected to reduce resulting litigation.
How Investors and Their Advisers Are Preparing for Midterm Elections
According to Nationwide research, 40% of surveyed investors said they made changes to their retirement portfolio in anticipation of November’s...
Retirement Industry People Moves – 10/16/2026
FLX Networks adds 2 to advisory board; Carson Group hires divisional president of integrated channel; Truxton appoints portfolio manager; and...