News

Kevin Murphy joins the company from Broadridge, as the national sales manager for the large-plan market, and Danny Kling is...

Anthropic launches Claude for Financial Advisors; Conquest offers AI financial advice platform; FINTRX launches  agent for investment professionals; and more.

Although the Department of Labor identified three high-priority areas of enforcement, what constitutes a violation is still unclear.

The firms announced plans to create a suite of asset-class-specific vehicles across private credit, private equity and private real assets.

From youth outreach to welcoming career switchers, experts share how the advisory industry can expand awareness and interest among job...

Beacon Pointe makes 2 executive leadership appointments; David Haughton joins Hargrove as VP of engagement; IRA Financial selects Tony Unkel...

Industry leaders argued in a webinar that participant consent, rather than recordkeeper approval, should determine access to retirement account data...

Edelman launches integrated plan service for small, midsize employees; Income Lab offers withdrawal optimizer; Orion expands Advisor Trading platform; and...

Second-quarter sales of annuities were $2.7 billion lower than initial projections.

It was the quietest August in 30 years of data for daily trading activity, as fixed-income investments continue to take...

Mobile apps ‘significantly outperform’ websites in participant reviews, according to a study by JD Power.

Pooled employer plan assets totaled $34 billion as of year-end 2025, according to survey data.

The Insured Retirement Institute’s letter requests the addition of expand access to automatic retirement plan enrollment and annuity eligibility.

The deal supports more than $2T in assets and brings a ‘complementary client base’ to Envestnet, that company announced.

UBS hires 3 advisers in Bethesda office; Wealth Enhancement acquires Arbor Capital Management; Glenmede expands senior leadership team in 4 offices; and...

Among widowed adults surveyed by Ameriprise, 58% wanted someone with whom they could share financial decisions.

Altruist adds financial planning to Hazel; Affiliated Advisors launches initiative with FINNY; and Archive Intel partners with Zocks for AI reviews.

Senators Elizabeth Warren and Ron Wyden warned the self-regulator about the growing fraud associated with asset transfers between brokerages.

New investment options are a goal for 89% of surveyed sponsors, but a growing number want advisers to make the...

The advisory firm aims to make inroads with endowments and foundations.