News

A final rule on what is also known as the fiduciary proposal is expected in the next few days.

An initiative led by OneAmerica’s Sandy McCarthy and Broadridge seeks to advance the careers of more women in an industry...

A defined benefit expert breaks down potential funding shortfalls even amid relatively higher interest rates.

Two attorneys testified to Congress that the final rule could create additional compliance requirements outside the text of the rule.

Adviser-founded Moniwell has a financial engagement solution focused on the big picture for participants—done via text.

Ron Carson will move to the role of chairman, names current Chief Strategy Officer Burt White to take the head...

Plan advisers shared habits that have helped advance and grow their practices during a panel at the NAPA 401(k) Summit.

A panel of advisers and providers who use PEPs discuss the benefits and potential pitfalls for clients and advisory firms.

Morningstar researchers delve into the promise, and difficulties, of target-date series investment options with annuities.

Recordkeeper Empower and two large RIA advisories discussed why they’re partnering on adviser-managed accounts geared toward plan participants of all asset levels.

When conducting a finalist plan presentation, it’s more important for advisers to listen to the plan sponsor than get through...

Firm connecting financial advisers to 401(k) investments brings executives with experience from firms including Edelman Financial Engines, Voya, and Principal.

The Chamber of Commerce commented to the IRS that their members are not worried about participants contributing to PLESAs solely...

Sequoia Financial Group acquires Houston-based AltruVista; Evermay Wealth Management announces acquisition of Insight Wealth Management; RIA EP Wealth Advisors adds...

EBSA head Gomez tells NAPA 401(k) Summit audience that the DOL is working on sharper definitions of what constitutes retirement...

Plan adviser association kicks off its national conference with discussion of Congressional threats to tax-deferred retirement plans amid 2025 negotiations...

J.D. Power finds self-directed investors’ satisfaction is almost flat year-over-year despite robust markets; Fidelity, TD Ameritrade and Vanguard top satisfaction...

Automated, personalized advice will include State Street income builder target-date funds to incorporate lifetime income options.

Senior employees at Senvest were charged for using personal devices with auto-delete features to discuss matters covered by the securities...