News

In response to a recent court ruling that firms operating fee-based brokerage accounts must move these assets to either an advisory account or a traditional commission account, FundQuest...

Tonight – depending on where you live – you’ll be treated to a “blue moon.″

M Financial Group says that Corrigan&Company has become a Provisional Member Firm.

The Securities and Exchange Commission (SEC) will host a roundtable discussion about Rule 12b-1 under the Investment Company Act of 1940, which allows mutual funds to use fund...

AXA Equitable Life Insurance Co. has enhanced its Accumulator series of variable annuities, including an expanded choice of "living benefits" and the unbundling of optional income and death...

The Online 401(k) announced partnerships with Back Bay Financial and Tribeca Financial, providing small business clients of these firms access to an independent 401(k) solution, with no hidden...

Money Management Executive (MME) has announced the release of comprehensive, unique 529 reports to help mutual fund companies, financial advisers, and their clients more accurately plan college savings.

State Street Global Advisors (SSgA) has announced five new fixed income SPDRs exchange-traded funds (ETFs) that will begin trading on the American Stock Exchange on Wednesday.

Pershing LLC has launched Managed Account Network, an open architecture platform making available a wide range of managed account solutions for introducing broker-dealer firms to offer their clients.

Investments in the global real estate market are gaining traction as a way for investors to diversify their portfolios, a recent study commissioned by the National Association of...

BenefitStreet Inc. will offer Barclays Global Investors’ iShares exchange-traded funds (ETFs) via a new 401(k) platform.

ING has announced a change in its Rollover Wizard tool to help employees roll over money from their ING employer-sponsored retirement plan into an ING Express Individual Retirement...

About two-thirds (68%) of small business owners say they are now more concerned about their retirement security than they were last fall.

Individuals in the U.S. today may not be better off in terms of income as their father's generation, a recent study suggests.

Workers are twice as likely to look to personal research or the advice of family and friends as they are to rely on the services of a financial...

MassMutual Retirement Services has two new Managing Directors of Institutional Sales, effective May 1.

Morgan Stanley Global Wealth Management Group (GWMG) announced that, this July, Rick Capozzi will join the firm as a Managing Director and National Sales Manager.

Fiserv, Inc. has announced the signing of definitive agreements to sell its Fiserv Investment Support Services (Fiserv ISS) operations in two separate transactions.

RiverSource Investments, LLC, a subsidiary of Ameriprise Financial, has launched two new single-strategy mutual funds.

RiverSource has launched SecureSource, an optional living benefit rider, which offers guaranteed lifetime income for individuals purchasing a RiverSource annuity.