Compliance

The new complaint also suggests the company and its retirement plan fiduciaries permitted the payment of excessive recordkeeping fees.

The large medical-device-manufacturing organization is facing familiar fiduciary breach allegations in federal court in Indiana.

While the proposed private fund transparency rules don’t address the work of financial advisers as directly as some other outstanding...

Yet another employer has been sued by plaintiffs represented by the law firm Capozzi Adler.

Designing a retirement plan that meets the needs of the business—and today’s employees—requires a fresh outlook.

The judge’s opinion sides firmly against the arguments made by the plaintiffs in the case, who are among the many...

The committee’s unanimous passage of the EARN Act represents another step forward for an ambitious package of retirement planning reforms...

One expert who works on the fiduciary insurance side of the retirement plan industry calls the appellate ruling ‘the best...

The Consumer Federation of America and the Investment Adviser Association have different goals and objectives, but both organizations voice support...

The SEC says Western International Securities failed to act in the best interest of customers when the firm allegedly sold...

Backers of the new bill say the legislation would cut red tape and help Americans who change jobs frequently keep...

While the prevalence of settlements in ERISA cases means fewer legal conclusions have been drawn by the courts than one...