Compliance

The proposed class action lawsuit challenges excessive managed account fees and the retention of Financial Engines, the managed account service...

The plaintiffs in the case alleged various plan fiduciaries breached their duties under ERISA by allowing the payment of excessive...

The new cases closely resemble a host of others filed in recent months that suggest fiduciary defendants selected underperforming target-date...

The defendants’ motion to dismiss has been denied.

The agency says compliance can be challenging for small and medium-sized employers who have limited time, resources and access to professional help.

Deadlines have also been extended to amend plans for certain provisions of the Miners Act and the CARES Act.

Microsoft is the latest target in a string of lawsuits over the performance of a popular TDF suite.

One fiduciary insurance expert who has long been tracking ERISA litigation says a spate of new complaints filed in recent...

Unlike many other ERISA lawsuits, the complaints suggest the plan fiduciaries in question should have considered more expensive target-date funds...

The actuarial update is important for plan sponsor clients to note, but the effect to regular business is likely limited,...

Because different provisions are included in the House and Senate versions of the ambitious retirement reform legislation, a reconciliation process...

Experienced retirement plan advisers know the Securities and Exchange Commission is a critical regulator for their industry. In September, we’ll...

Several U.S. Senators have sent a letter requesting answers from Fidelity on their decision to allow plan sponsors to offer...

The Labor Department’s proposed amendment to a widely utilized prohibited transaction exemption is meant to ensure the exemption continues to...