Compliance

The lawsuit accused Wells Fargo of using its 401(k) plan to seed new proprietary funds, among other things.

The employer claimed it had standing because the actions of ADP and others put it under threat of being sued...

Proposed required minimum distribution changes would require a participant to take calculated amounts from each 403(b) contract he has.

While the case has previously been dismissed, the plaintiffs have had better success with their amended complaint, such that key...

While some aspects of the plaintiffs’ complaint have been dismissed, the core allegations in the complaint can now proceed to...

The lawsuit alleges 401(k) plan fiduciaries and a former investment manager breached their fiduciary duties by allowing a large portion...

The landmark retirement legislation passed the House by a margin of 414 to 5, setting the stage for debate and passage by the Senate.

The litigation was originally focused on fiduciary breach allegations leveled against a hospital network—claims which have since been settled—but it...

New regulations would apply to multiple employer plans that are either maintained by employers that have a ‘common interest’ or...

The house it set to vote on the ‘SECURE Act 2.0’ and hold a committee hearing focused on improving Americans’...

The complaint cites the Supreme Court’s recent ruling in Hughes v. Northwestern University while arguing the plaintiffs have sufficient standing...

According to the lawsuit, the plan’s assets are being audited and disbursements to retirees have paused.

Plan participants claim they were charged excessive fees for a plan with over $1 billion in assets.

A bipartisan pair of U.S. senators are calling on the oversight agency to examine the need for stronger spousal protections in defined contribution retirement plans.

While the order determines that outright dismissal at this stage is inappropriate, it also notes that the plaintiffs need to...

An Atlanta-area broker was accused by the regulator of fraudulently inducing federal employees to roll over holdings from their federal Thrift Savings Plan retirement account into higher-fee, variable...

The complaint says the defendants failed to negotiate contractual terms for the firm’s 401(k) plan’s guaranteed investment fund that were comparable...

A lawsuit says the organization offered ‘untested’ target-date funds and that those funds and others were more expensive than other funds available to use in its 401(k) plan.

A former employee claims he wasn’t told he could repay to the company’s retirement plan his previous distribution and that...