Compliance News PLANADVISER November/December 2020

Legislative and Judicial Actions

The DOL presents its final ESG rule, IRS simplifies certain 403(b) plan terminations, and more.

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PLANADVISER staff

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Compliance

September 14th, 2026

Although the Department of Labor identified three high-priority areas of enforcement, what constitutes a violation is still unclear.

Deals & People

September 9th, 2026

Pooled employer plan assets totaled $34 billion as of year-end 2025, according to survey data.

Compliance

August 27th, 2026

A Government Accountability Office report found that most of the 31 service providers it examined did not follow ‘leading privacy...