Capitol News

Legislative and Judicial Actions

An adviser eye on Washington

Reported by

To access this premium content, please sign up for a free account!

You Might Also Like:

Compliance

July 11th, 2025

DOL Files Amicus Brief in Support of Companies in 401(k) Plan Forfeiture Complaints

In filing an amicus brief to an appeal involving HP Inc., the Department of Labor offered guidance on an issue...

Compliance

July 11th, 2025

District Court Sides With Challenges to DOL’s Fiduciary Standards

A judge struck down parts of Prohibited Transaction Exemption 2020-02 that allowed the Department of Labor to treat certain relationships...

Data & Research

July 10th, 2025

Retirement Security Improved by Allocating a Portion of DC Plan Assets Into Annuities

A recent paper from the National Bureau of Economic Research explored a guaranteed payout path involving defaulting 20% of a...

viewpoint

Proprietary Fund Usage

Highlights of BrightScope’s proprietary research

Reported by

To access this premium content, please sign up for a free account!

You Might Also Like:

Data & Research

December 5th, 2024

Retail Investing AUM Will Likely Slow in Next 5 Years, But Sales Will Rebound

A forecast from ISS Market Intelligence shows overall retail investment assets down in the next five years, but with product...

Data & Research

September 20th, 2024

US Retirement Assets Hit Record $40T

Asset growth is led by an increase in holdings in IRAs and 401(k) plans.

Compliance

September 3rd, 2024

Raymond James Fined Over Mutual Fund Monitoring

FINRA fined two of the firm’s subsidiaries a total of $1.8 million for allegations of failing to properly review mutual...