Never miss a story — sign up for PLANADVISER newsletters to keep up on the latest retirement plan adviser news.
Deals & People April 1, 2013
Williams Financial Group Adds Dallas Adviser
Roger W. Harrington joined Williams
Financial Group, creating a new firm, Harrington Capital Management LLC in
Dallas.
Reported by Jill Cornfield
Harrington previously was an investment adviser with Morgan Stanley Smith Barney. Harrington Capital offers active portfolio management and retirement planning, among other services.
Harrington said the affiliation with WFG and their relationship with National Financial Services, a clearing firm and subsidiary of Fidelity, will provide the regulatory platform and support for client accounts in his branch office, which manages more than $65 million in client assets.
Williams Financial Group is a privately held, Dallas-based financial services firm with a network of more than 280 affiliated independent financial professionals.
More information about Harrington Capital is on their website.
You Might Also Like:
RIA M&A Breaks Records in 2025
Last year’s mergers and acquisitions of registered investment advisory firms beat the previous record set in 2024 by 27%, according...
SEC RIA ‘Small Entity’ Redefinition Could Affect M&A
If a large number of firms would be subject to less-burdensome regulatory requirements, it could lead to missteps during integration.
PE Ownership Expands Into Midsize, Small RIAs
Private equity firms now own nearly one-quarter of registered investment advisers’ assets under management, according to AdvizorPro.