Tag: Wealth Management

Altegris named Ken McGuire as COO to oversee the growth and development of APM Funds, the company’s flagship line of alternative investment products.

The Phoenix Companies, Inc., has formed a distribution company, Saybrus Partners, Inc., which has agreed to provide life insurance consulting services for financial advisers at Edward Jones.

In an effort to attract higher-level advisers, Raymond James Financial Services’ Investment Advisors Division increased the minimum level of assets under management required for new affiliations with registered...

LPL Financial Corporation (LPL) has agreed to pay nearly $1.3 million in restitution to Montana investors in a Ponzi scheme run by an independent broker.

As many investors are still underweight equities, the logical thing to do is rebalance back toward equities, said David Kelly, managing director, chief market strategist for J.P. Morgan...

AXA Equitable Life Insurance Company recently launched a program to attract women consumers and financial professionals.

State Street Corporation said it enhanced its wealth management platform to allow for customizable interfaces for its wealth management customers.

A new survey from J.P. Morgan finds 401(k) participants embrace the responsibility of controlling their retirement savings, but without confidence to succeed.

We all know that there’s no such thing as a free lunch – a lesson that a group of older investors is now learning the hard...

A new analysis shows that, contrary to popular opinion, mass affluent consumers were not passive during the difficult financial environment of 2008 and 2009.

One silver lining to the recession could be that Americans take more interest in their finances, a new survey suggests.

This year, fewer Americans ranked getting trusted financial advice of prime importance, according to a survey by Prudential Financial.

Financial advisers take note: Mustached Americans are looking to better their savings habits.

Women are thinking twice about spending and many are dipping into their savings or investments, according to a survey by Citi.

Some Americans are pulling back from investing—which potentially means fewer people will be in the market for a financial adviser, according to a survey from AlixPartners, a global...

A Charles Schwab survey found most high-income Americans want financial advisers to help them determine if a Roth conversion is right for them.

The Financial Planning Association (FPA) said it unveiled a tool to help financial planners guide families to smart college choices.

Most Americans plan to work as long as they can, and are investing their retirement money without the help of a financial adviser, a Bankrate survey found.

Citi announced that financial advisers at Citibank branches will no longer provide commission-based transactions.

More than three-quarters (79%) of affluent investors are satisfied with their financial adviser, according to a new quarterly survey by Merrill Lynch Wealth Management.