Compliance
SEC’s Proposed Outsourcing Rule Could Be Hardest on Small Advisers
The new rules, if approved, would likely require more catch-up by smaller firms to vet third-party providers, says a legal expert.
Deals & People
Products
Micro Scope
Deals & People
Products
Sound Income Group Launches 3-Business Company Focused on Wealth Management
Each of the three firms address a specific area for financial professionals who are, or seek to become, income specialists.
Vestwell Launches 2 Products for 401(k) TPAs
The products seek to help third-party administrators scale their small and midsize plans.
Streamlining the Process
TPAs can create efficiencies for serving micro plans.
Retirement Industry People Moves
Financial Engines Offers Services to ADP Clients; Nuveen Expands DCIO Team with Promotions and New Hire; Lucas Takes the Helm at EBRI; and more.
Ascensus Gives TPAs Online Resources They Want
There were several areas of interest that TPAs prefer to find quickly, all of which have been enhanced within an updated dashboard navigation toolbar for ease of access.